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State Chart of Relevant Rules or Provisions Governing Mediator Provision of Legal Advice

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by Beth Graham

Thursday, Nov 10, 2016


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Eleanor Crosby Lanier, Managing Attorney for the Mediation Practicum at the University of Georgia School of Law, has compiled a useful resource entitled “State Chart of Relevant Rules or Provisions Governing Mediator Provision of Legal Advice,” University of Georgia School of Law Legal Studies Research Paper No. 2016-37.  The chart offers information regarding various state laws and professional rules related to whether mediators may provide legal advice or information to clients.

Here is the abstract:

This chart addresses provisions related to mediator provision of legal advice in the fifty states. It includes a cite to any relevant State or Model Rule of Professional Conduct for lawyers who serve as third-party neutrals , and draws upon information from the different entities that regulate mediator conduct in states to identify any specific circumstances under which the provision of legal advice by a lawyer mediator is permitted, whether there is a specific prohibition against this practice, whether there is explicit language permitting the provision of legal information or a mediator defining legal issues for parties, and whether there were no relevant rules identified to address this behavior.

This chart is part of a broader research project that includes a state by state analysis of mediator ethics opinions and case law related to mediator provision of legal advice, as well as the entities that regulate mediator conduct in each state and will post this information soon.

This and other resources written by Ms. Lanier may be downloaded without charge from the Social Science Research Network.

Photo credit: Instant Vantage via Foter.com / CC BY-SA

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About Beth Graham

Beth Graham earned a Master of Arts in Information Science and Learning Technologies from the University of Missouri-Columbia, and a Juris Doctor from the University of Nebraska College of Law, where she was an Eastman Memorial Law Scholar. Beth is licensed to practice law in Texas and the District of Columbia. She is also a member of the Texas Bar College and holds CIPP/US, CIPP/E, and CIPM certifications from the International Association of Privacy Professionals.

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About Disputing

Disputing is published by Karl Bayer, a dispute resolution expert based in Austin, Texas. Articles published on Disputing aim to provide original insight and commentary around issues related to arbitration, mediation and the alternative dispute resolution industry.

To learn more about Karl and his team, or to schedule a mediation or arbitration with Karl’s live scheduling calendar, visit www.karlbayer.com.

About Disputing

Disputing is published by Karl Bayer, a dispute resolution expert based in Austin, Texas. Articles published on Disputing aim to provide original insight and commentary around issues related to arbitration, mediation and the alternative dispute resolution industry.

To learn more about Karl and his team, or to schedule a mediation or arbitration with Karl’s live scheduling calendar, visit www.karlbayer.com.

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